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Case Law Alerts

Presuit investigation not required as language in complaint against medical facility alleged general negligence, not medical negligence.

John Allerton, as Personal Representative of the Estate of John Zachary Allerton v. Lifestream Behavioral Center, Inc. 327 So. 3d 914 (Fla. 5th DCA 2021)

April 1, 2022

by Megan J. Nelson

A trial court determined that a presuit investigation was not required as the language in the complaint against a medical facility alleged general negligence, not medical negligence. The district court of appeal agreed, stating that the decision rested solely on the four corners of the complaint. However, if the general negligence morphed into one grounded in medical negligence, the question as to whether a presuit investigation was required before filing the complaint could be readdressed. 

Mr. Allerton was admitted to the mental health facility due to being a suicide risk. The complaint alleged that Mr. Allerton suffered from a mental illness and that during his admission, he was a suicide risk and should have been under constant visual observation to ensure he did not commit suicide. In contravention of those orders, Mr. Allerton was allowed unsupervised access to an unlocked bathroom, where he was eventually found hanging. 

Instead of participating in Florida’s Chapter 766 presuit investigation, the plaintiff filed a complaint alleging wrongful death due to the defendant’s negligence. The defendant filed a motion to dismiss the complaint, arguing the suit was actually a medical malpractice complaint because, in essence, the observation and evaluation at issue were medical diagnoses, treatment and care. The trial court determined that the language in the complaint alleged general negligence, not medical negligence. Thus, participation in the presuit investigation was not required. The Fifth District Court of Appeals agreed with the trial court, but stated that the decision rested solely on the four corners of the complaint and that the opinion should not be read to foreclose a later challenge should the case morph into one grounded in medical negligence.

This workaround is being seen more often in lawsuits. As the language in a complaint must be taken as true, and no additional information may be considered when reviewing the complaint during a motion to dismiss, the trial courts are beginning to allow complaints to continue under a general negligence claim and are not requiring plaintiffs to participate in Florida’s Chapter 766 medical malpractice presuit investigation.

Defense attorneys must be aware of this potential workaround when filing a motion to dismiss for failure to participate in the presuit investigation, and they should include a motion for a more definite statement. This would require a plaintiff to be more precise on the allegations of general negligence and could reopen the door to a motion to dismiss for failure to participate in the presuit investigation.
 

Case Law Alerts, 1st Quarter, April 2022 is prepared by Marshall Dennehey Warner Coleman & Goggin to provide information on recent developments of interest to our readers. This publication is not intended to provide legal advice for a specific situation or to create an attorney-client relationship. Copyright © 2022 Marshall Dennehey Warner Coleman & Goggin, all rights reserved. This article may not be reprinted without the express written permission of our firm.

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Appellate Division Affirms Dismissal of Legal Malpractice Counterclaim Against Martin Law Firm

In Martin v. Loury, 2026 N.J. Super. Unpub. LEXIS 1617 (App. Div. July 15, 2026), Martin Law Firm represented Kirk Loury in an employment matter Mr. Loury filed against his former employer, Concord Equity Group Advisors LLC (“Concord”). The allegations included, among other things, that Loury was not fairly compensated for his employment with Concord. After a bench trial finding in Loury’s favor, the Appellate Division remanded this matter in February 2016 for a second trial. During the second trial, Concord CEO, Lee Argush, testified to lower compensation estimate than first trial. On remand, the second trial judge awarded Mr. Loury the same damages as the first judge, finding Mr. Argush not credible. After the findings during the second trial, Martin Law Firm filed an action against Mr. Loury to recover legal fees and costs of representing Mr. Loury in a second bench trial and Mr. Loury filed a counterclaim against Martin Law Firm for legal malpractice, alleging he should have received an even higher award in the second bench trial. In this allegation, Mr. Loury, through his expert, claimed that Martin Law Firm should have recalled Mr. Loury to the stand to rebut Mr. Argush’s testimony to allege an alternative theory of damages. Mr. Loury’s expert admitted that the second judge already rejected Mr. Argush's theory and accepted Loury's damages theory. The trial court barred Mr. Loury’s expert and dismissed Loury's counterclaim with prejudice before convening the collection trial, and the jury ruled in Martin Law Firm’s favor. Mr. Loury appealed the trial court's pretrial rulings barring his liability expert from testifying in support of his legal malpractice counterclaim, denying his motion for summary judgment on that counterclaim, and denying his motion to amend his counterclaim by adding attorney Joseph A. Martin as a codefendant. In affirming the trial court’s decision, the Appellate Division held that the trial court properly excluded Loury’s expert testimony in the counterclaim against Martin Law Firm because the expert could not explain how calling Loury as a rebuttal witness would have increased damages when the second judge already rejected Mr. Argush's testimony and accepted Loury's damages theory, making the expert’s causation opinion speculative. The Appellate Division also held that the trial court properly denied Mr. Loury's summary judgment motion on his malpractice counterclaim because reasonable minds could differ on whether Mr. Martin's alleged failures would have changed the second judge's damages award, given the judge already found Mr. Argush not credible, creating genuine factual disputes precluding summary judgment. Also, the Appellate Division held that the trial court properly denied Loury's May 2023 motion to add Joseph Martin individually because the statute of limitations expired in February 2022, six years after the 2016 appellate remand when Mr. Loury incurred new legal costs, and relation back did not apply because Mr. Loury knew Mr. Martin's identity throughout and strategically chose to sue only Martin Law Firm in his 2019 counterclaim.