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Legal Updates for Lawyers' Professional Liability

No Certificate of Merit Requirement in Federal Court

Legal Updates for Lawyers’ Professional Liability – March 2026

March 1, 2026

by Alesia S. Sulock

Berk v. Choy, 607 U.S. ---, --- S. Ct. ---, 2026 WL 135975 (January 20, 2026)

In Pennsylvania, it has long been the rule that a party pursuing a lawsuit against a licensed professional must first obtain expert support for his claims. Specifically, when a plaintiff claims that a licensed professional deviated from an acceptable professional standard, he must file a certificate of merit that either “an appropriate licensed professional has supplied a written statement that there exists a reasonable probability that the care, skill or knowledge exercised or exhibited in the treatment, practice or work that is the subject of the complaint, fell outside acceptable professional standards and that such conduct was a cause in bringing about the harm”, or expert testimony is not required. Pa. R. Civ. P. 1042.3. The defendant is not required to respond to the complaint, in Pennsylvania, until such certificate of merit is filed. Pa. R. Civ. P. 1042.4. This is not the case, however, in federal court, even when the court is hearing a state law professional liability claim.

In Berk, the United States Supreme Court considered whether the Delaware affidavit requirement applies in federal court. In Delaware, similar to Pennsylvania, a plaintiff cannot sue for medical malpractice without an affidavit signed by a medical professional stating that there are reasonable grounds to believe that the defendant was negligent in providing medical services. The plaintiff in Berk brought his medical malpractice claims in federal court based on diversity jurisdiction. The plaintiff ultimately did not file an affidavit of merit in the time period prescribed by Delaware law, and the district court dismissed his claims. The Third Circuit affirmed the dismissal.

On appeal, the Supreme Court reversed, holding that Federal Rule of Civil Procedure 8 provides the requirements for a pleading: “a short and plain statement of the claim showing that the pleader is entitled to relief[.]” The Court found that the state law affidavit of merit requirement was at odds with Rule 8 because it requires that the plaintiff does more than the Rule requires. Under the Rules Enabling Act, Federal Rule of Civil Procedure 8 applies to professional negligence claims brought in federal court, and the contradictory Delaware law does not. Thus, the Court concluded that Delaware’s affidavit law does not apply in federal court. Likewise, Pennsylvania’s certificate of merit requirement will not apply to professional malpractice claims brought in federal court under Berk.

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Thought Leadership

Appellate Division Affirms Dismissal of Legal Malpractice Counterclaim Against Martin Law Firm

In Martin v. Loury, 2026 N.J. Super. Unpub. LEXIS 1617 (App. Div. July 15, 2026), Martin Law Firm represented Kirk Loury in an employment matter Mr. Loury filed against his former employer, Concord Equity Group Advisors LLC (“Concord”). The allegations included, among other things, that Loury was not fairly compensated for his employment with Concord. After a bench trial finding in Loury’s favor, the Appellate Division remanded this matter in February 2016 for a second trial. During the second trial, Concord CEO, Lee Argush, testified to lower compensation estimate than first trial. On remand, the second trial judge awarded Mr. Loury the same damages as the first judge, finding Mr. Argush not credible. After the findings during the second trial, Martin Law Firm filed an action against Mr. Loury to recover legal fees and costs of representing Mr. Loury in a second bench trial and Mr. Loury filed a counterclaim against Martin Law Firm for legal malpractice, alleging he should have received an even higher award in the second bench trial. In this allegation, Mr. Loury, through his expert, claimed that Martin Law Firm should have recalled Mr. Loury to the stand to rebut Mr. Argush’s testimony to allege an alternative theory of damages. Mr. Loury’s expert admitted that the second judge already rejected Mr. Argush's theory and accepted Loury's damages theory. The trial court barred Mr. Loury’s expert and dismissed Loury's counterclaim with prejudice before convening the collection trial, and the jury ruled in Martin Law Firm’s favor. Mr. Loury appealed the trial court's pretrial rulings barring his liability expert from testifying in support of his legal malpractice counterclaim, denying his motion for summary judgment on that counterclaim, and denying his motion to amend his counterclaim by adding attorney Joseph A. Martin as a codefendant. In affirming the trial court’s decision, the Appellate Division held that the trial court properly excluded Loury’s expert testimony in the counterclaim against Martin Law Firm because the expert could not explain how calling Loury as a rebuttal witness would have increased damages when the second judge already rejected Mr. Argush's testimony and accepted Loury's damages theory, making the expert’s causation opinion speculative. The Appellate Division also held that the trial court properly denied Mr. Loury's summary judgment motion on his malpractice counterclaim because reasonable minds could differ on whether Mr. Martin's alleged failures would have changed the second judge's damages award, given the judge already found Mr. Argush not credible, creating genuine factual disputes precluding summary judgment. Also, the Appellate Division held that the trial court properly denied Loury's May 2023 motion to add Joseph Martin individually because the statute of limitations expired in February 2022, six years after the 2016 appellate remand when Mr. Loury incurred new legal costs, and relation back did not apply because Mr. Loury knew Mr. Martin's identity throughout and strategically chose to sue only Martin Law Firm in his 2019 counterclaim.